Exercises
ex-mimo-ch17-01
EasyCompute the Fraunhofer distance for the following deployments:
(a) A patch array at GHz with spacing (compute the diagonal of the square).
(b) A -element ULA at GHz with spacing.
(c) A m square panel at GHz (the diagonal is m).
Compute the wavelength first.
For a square array of side , use for the diagonal.
Be consistent with units β everything in metres.
(a) $8\times 8$ at 3.5 GHz
m. Side m. Diagonal m. m.
(b) $128$-element ULA at 28 GHz
m. m. m.
(c) $1\times 1$ m at 140 GHz
m. m. m. Nearly two kilometres of near-field β at this scale, "far field" is outside the cell.
ex-mimo-ch17-02
EasyExplain, in one sentence each, why doubling the aperture has a different effect on than doubling the carrier frequency .
Substitute and track the powers.
Aperture scaling
, so doubling multiplies by β quadratic in aperture. Doubling halves , which only doubles β linear in carrier. The lesson is that aperture matters more than frequency for the near-field range.
ex-mimo-ch17-03
MediumStart from the exact path length for a ULA along the -axis with elements at and a source at . Derive the quadratic-phase Fresnel approximation State the condition on under which this approximation is valid.
Write first, then factor out .
Taylor expand to second order.
Collect terms proportional to and to separately.
Expand the square
Factor: with .
Taylor expand
Leading: . Quadratic: (to leading order in ).
Combine and simplify
Validity: , i.e. aperture much smaller than the range β which is the Fresnel regime but weaker than .
ex-mimo-ch17-04
MediumA ULA with , GHz, spacing forms a matched-filter beamformer toward on broadside. Compute the worst-case quadratic-phase mismatch (in radians) at the edge of the array if the system uses the far-field plane-wave steering vector at the same angle instead. Would this mismatch reduce the coherent beamforming gain by more than dB?
The edge element is at .
The quadratic-phase error is .
A uniform quadratic-phase error of amplitude produces roughly a dB loss in Fresnel-integral magnitude.
Parameters
cm, m, m. rad/m. Broadside: .
Quadratic-phase mismatch
rad .
Coherent gain loss
at the array edge is just beyond the dB threshold for Fresnel integrals. Numerically, the coherent gain drops by roughly β dB compared to the ideal spherical- wave match. This is a large loss, and it is the direct consequence of using a plane-wave model for a user inside m.
ex-mimo-ch17-05
MediumUsing the depth-of-focus formula , find the focal range at which β i.e., at which the depth of focus equals the focus range itself. Interpret.
Solve for .
This simplifies to a quadratic in .
Set up the equation
Solve
Quadratic formula:
Interpretation
Below , the depth of focus is smaller than the focus range β i.e., the beam spot is tighter than the distance itself, and the range resolution of the array is comparable to where the user stands. Above this threshold, the depth of focus starts growing faster than the range itself, and by it becomes infinite. The point marks the transition from "range-resolving near field" to "range- blurred near field."
ex-mimo-ch17-06
MediumA ULA with , GHz focuses on m. Compute the depth of focus. Two users sit at the same broadside angle at ranges m. Can the array spatially multiplex them?
Use and the depth-of-focus formula.
Geometry
mm. m. m. m is deep in the near field ().
Depth of focus
m cm.
User separation
The two users are at m and m β separated by m, which is about the depth of focus. A beamformer focused at either user essentially nulls the other. The array can multiplex them using two polar codewords at the same angle. This is a spatial degree of freedom that the far-field model cannot see.
ex-mimo-ch17-07
MediumFor a ULA of elements with spacing focused on broadside at range , show that the depth of focus has the asymptotic behaviour as . This is sometimes called the "short-range depth of focus."
Factor from the denominator and Taylor expand.
Expand the denominator
For , , so
Interpretation
At short ranges, the depth of focus grows quadratically in the focus range. This is the "microscope regime": near the array, the beam spots are very sharp; farther out, they smear.
ex-mimo-ch17-08
MediumA -element ULA at GHz is required to spatially multiplex two users who share the same angle (broadside). Assume the minimum acceptable range separation is one depth of focus. At what focus range does the required separation hit m?
Set m and solve for using the short-range approximation.
Use m from Exercise 1(b).
Short-range approximation
m.
Interpretation
At m from a -element mmWave ULA, the depth of focus is on the order of m β two users spaced m apart along the same direction are separable. At closer ranges the minimum separation is smaller still, enabling very tight co-directional clustering.
ex-mimo-ch17-09
MediumA non-stationarity-blind MRC sees a visibility ratio on a array. How many array elements does the user actually "see," and how much array gain is lost compared to a visibility-aware MRC? Give the answer in dB.
Visibility count
elements.
Array gain loss
Loss dB.
Interpretation
A full dB of array gain is left on the table if the receiver ignores non-stationarity. That is equivalent to pretending the array has elements when, effectively, only are coherent with the user.
ex-mimo-ch17-10
HardA m holographic surface operates at GHz. A similarly sized receive aperture sits at m. Estimate the near-field spatial degrees of freedom using , and compare to the far-field bound for a pure LoS link.
Compute and then .
Numbers
mm. m. .
DoF
streams.
Comparison
The far-field LoS count is stream. The near-field count is β four orders of magnitude more. This is the quantitative case for holographic MIMO in sparse LoS environments: a single point-to-point LoS link can carry thousands of independent streams if the apertures sit in each other's near field.
ex-mimo-ch17-11
HardProve that the peak coherent beamforming gain of the near-field matched beamformer applied to is exactly (not , not ). Use the exact definitions and no approximation.
Both vectors are unit norm by construction.
Use and evaluate.
Remember that both and have magnitude per entry.
Write the inner product
and . So β wait, that's . So the inner product magnitude is exactly .
Relate to array gain
The unit-norm inner product equals by CauchyβSchwarz at equality. Array gain is typically reported as the ratio of post-combining signal power to per-antenna signal power when weights and channel are aligned; here, the per-antenna channel has magnitude , so per-antenna received power is . After combining with unit-norm , the signal power is Divided by per-antenna power , the ratio is .
ex-mimo-ch17-12
HardShow that, in the limit , the near-field matched beamformer becomes asymptotically equivalent to the far-field plane-wave steering vector at the same angle. Make the limit precise in terms of the quadratic-phase residual.
Insert the Fresnel expansion of into .
Identify which phase term vanishes as .
Fresnel expansion
Absorb the factor into a global phase.
Take the limit
As , the quadratic term vanishes uniformly over in the bounded aperture. The remaining factor is .
Sharpness of the limit
The deviation is bounded by . For , this bound is rad per element β the conventional Fraunhofer threshold. Beyond the error is less than uniformly and the far-field approximation is accurate.
ex-mimo-ch17-13
HardA polar-domain codebook has angular resolution and range resolution (per Section 17.3). Show that the total number of codewords needed to cover the near-field region for a ULA of elements is , and identify the constant.
Count angular bins: bins cover at step .
Count range bins: goes from (effectively ) to , with step .
Multiply and simplify with .
Angular count
.
Range count
. The total range of is for . So . Using : .
Total codewords
. The bound in the literature comes from restricting to one range bin per depth of focus and observing that the depth of focus itself shrinks with ; when is chosen as the reactive near-field boundary , the product collapses to .
ex-mimo-ch17-14
HardA m continuous aperture is illuminated uniformly and focused on a point at range m on broadside at GHz. Compute the ratio of focal-point intensity to intensity at (i.e., m deeper along the ray). Hint: use to estimate the dB width and assume a Gaussian range profile.
Compute with the short-range approximation.
Assume Gaussian fall-off with standard deviation .
Compute the ratio at m.
Compute $d_F$ and $\Delta r$
mm. m. m cm.
Gaussian model
cm. At m, , so the Gaussian gain is β essentially zero.
Interpretation
At such a short range with a m aperture, the depth of focus is a few centimetres and the fall-off is extremely steep. A scatterer two metres deeper is completely off the focused beam. This is the level of range resolution that holographic apertures can in principle offer. Practically, the Gaussian profile is an approximation and the true Fresnel-integral profile has sidelobes rather than a clean Gaussian tail β but the order of magnitude is correct.
ex-mimo-ch17-15
ChallengeA base station with an XL-MIMO array is sounding a user to learn the per-antenna channel . The user is in the near field, and the channel is well-modelled by a single LoS path with position and per-antenna amplitude variations that you may neglect. (a) Show that recovering from noisy measurements reduces to estimating two real parameters: and . (b) Derive the CramΓ©rβRao bound on the RMS range error as a function of SNR and . (c) Show the scaling: RMS range error .
Parameterise with two unknowns.
The CRB inverse is the Fisher information matrix; use the observed complex phase derivative with respect to and .
The range derivative from Section 17.2.
(a) Two parameters
Under LoS, is a known non-linear function of (and an overall phase and path-loss, which we subsume into ). Two real parameters are enough to pin down the channel β a massive dimensionality reduction compared to free complex numbers.
(b) Fisher information
With the Fresnel expansion, the phase at element is . The Fisher information for is . For a ULA with , .
(c) Scaling
. RMS range error . With absorbed into a constant, the scaling is exactly . Range resolution is better (smaller) for larger apertures, shorter ranges, higher SNR, more antennas β exactly the near-field beam-focusing formula in disguise.
ex-mimo-ch17-16
ChallengeIn a spatially non-stationary XL-MIMO channel, two users have visibility regions and with overlap ratio . Assume each user has the same visible count . Write the interference term of a visibility-aware ZF precoder as a function of and . For which values of does ZF become ill- conditioned?
ZF requires a full-rank Gram matrix on the union .
The condition number of a Gram depends on the overlap inner product .
Gram matrix
Write the visibility-restricted channel matrix \tilde\mathbf{H} = [\mathbf{h}_1, \mathbf{h}_2] restricted to . The Gram matrix is \tilde\mathbf{H}^{H}\tilde\mathbf{H} = m\begin{bmatrix}1 & \alpha \\ \alpha^* & 1\end{bmatrix} (to leading order, after normalising per-antenna energies).
ZF interference
ZF inverts this Gram: (\tilde\mathbf{H}^{H}\tilde\mathbf{H})^{-1} = (1/(m(1-|\alpha|^2)))\begin{bmatrix}1 & -\alpha \\ -\alpha^* & 1\end{bmatrix}. The per-user noise amplification factor is .
Ill-conditioning
ZF becomes ill-conditioned as , i.e. when the two visibility regions completely overlap. At that point the two channels are linearly dependent (both users are in the same sub-array and see the same geometry at the same angle). The remedy is either to separate the users into different time- frequency slots or to exploit range-axis differences by using a polar (range-aware) codebook, which restores the rank even when the angular channels coincide.