Antenna Parameters

Why Antennas Matter for Communications

Every wireless link begins and ends at an antenna. Chapters 5 and 6 treated the channel between two idealised points; now we must account for the spatial filtering that antennas perform. An antenna is not merely a transducer — it is a spatial filter that selectively transmits and receives energy in preferred directions. Understanding its parameters is essential for link budget analysis, array design, and MIMO spatial multiplexing.

Definition:

Radiation Pattern

The radiation pattern of an antenna is the normalised spatial distribution of radiated (or received) power as a function of direction (θ,ϕ)(\theta, \phi) in spherical coordinates:

F(θ,ϕ)=U(θ,ϕ)UmaxF(\theta, \phi) = \frac{U(\theta, \phi)}{U_{\max}}

where U(θ,ϕ)U(\theta, \phi) is the radiation intensity (power per unit solid angle, in W/sr). The pattern is typically plotted in polar or Cartesian form on a dB scale:

FdB(θ,ϕ)=10log10F(θ,ϕ)F_{\text{dB}}(\theta, \phi) = 10\log_{10} F(\theta, \phi)

Key features of the pattern include:

  • Main lobe: the direction of maximum radiation
  • Side lobes: secondary maxima away from the main beam
  • Nulls: directions of zero radiation
  • Back lobe: radiation in the hemisphere opposite the main lobe

Definition:

Isotropic Radiator

An isotropic radiator is a hypothetical antenna that radiates equally in all directions:

Uiso(θ,ϕ)=Prad4πU_{\text{iso}}(\theta, \phi) = \frac{P_{\text{rad}}}{4\pi}

where PradP_{\text{rad}} is the total radiated power. No physical antenna is truly isotropic, but it serves as the reference for defining directivity and gain (hence units of dBi — decibels relative to isotropic).

Definition:

Directivity

The directivity DD of an antenna is the ratio of its maximum radiation intensity to that of an isotropic radiator with the same total radiated power:

D=UmaxUiso=4πUmaxPrad=4π02π ⁣0πF(θ,ϕ)sinθdθdϕD = \frac{U_{\max}}{U_{\text{iso}}} = \frac{4\pi\, U_{\max}}{P_{\text{rad}}} = \frac{4\pi}{\int_0^{2\pi}\!\int_0^{\pi} F(\theta,\phi)\,\sin\theta\,d\theta\,d\phi}

Directivity is dimensionless (or expressed in dBi). A higher directivity means the antenna concentrates energy more tightly into a narrower beam.

Definition:

Antenna Gain

The antenna gain GG accounts for both the directional focusing (directivity) and ohmic/mismatch losses:

G=ηDG = \eta\, D

where η(0,1]\eta \in (0, 1] is the radiation efficiency:

η=PradPin\eta = \frac{P_{\text{rad}}}{P_{\text{in}}}

In practice, GG is the quantity used in link budgets. For well-designed antennas η>0.9\eta > 0.9, so GDG \approx D. Gain is expressed in dBi (relative to isotropic).

Definition:

Effective Aperture Area

The effective aperture (or effective area) AeA_e of an antenna characterises its ability to capture power from an incident electromagnetic wave:

Pr=AeSiP_r = A_e \cdot S_i

where SiS_i is the incident power flux density (W/m2^2) and PrP_r is the received power. For any antenna, AeA_e is related to gain by the fundamental relation (Theorem 7.1.1).

Theorem: Gain-Area Relation

For any antenna, the gain GG and effective aperture AeA_e are related by

G=4πAeλ2G = \frac{4\pi A_e}{\lambda^{2}}

Equivalently: Ae=Gλ24πA_e = \frac{G\lambda^{2}}{4\pi}.

A larger effective area captures more power, corresponding to higher gain. At shorter wavelengths (higher frequency), the same physical area corresponds to more wavelengths across the aperture, hence higher gain. This relation is the bridge between the antenna world (gain) and the propagation world (effective area in the Friis equation).

Definition:

Half-Power Beamwidth

The half-power beamwidth (HPBW) is the angular width of the main lobe between the 3-3 dB points:

HPBW=θ2θ1where F(θ1)=F(θ2)=0.5\text{HPBW} = \theta_2 - \theta_1 \quad \text{where } F(\theta_1) = F(\theta_2) = 0.5

For a uniformly illuminated aperture of length LL:

HPBW0.886λL\text{HPBW} \approx 0.886\,\frac{\lambda}{L}

Narrower beamwidth implies higher directivity. The approximate relation is D4πΘEΘHD \approx \frac{4\pi}{\Theta_E\,\Theta_H}, where ΘE\Theta_E and ΘH\Theta_H are the HPBW in the E-plane and H-plane (in radians).

Definition:

Antenna Polarization

The polarization of an antenna describes the orientation of the electric field vector of the radiated wave. Common polarization states:

  • Linear (vertical or horizontal): E\mathbf{E} oscillates along a fixed direction
  • Circular (RHCP or LHCP): E\mathbf{E} rotates at the carrier frequency, tracing a circle
  • Elliptical: general case; E\mathbf{E} traces an ellipse

Polarization mismatch between transmit and receive antennas causes a power loss quantified by the polarization loss factor:

PLF=e^te^r2\text{PLF} = |\hat{\mathbf{e}}_t \cdot \hat{\mathbf{e}}_r|^2

where e^t\hat{\mathbf{e}}_t and e^r\hat{\mathbf{e}}_r are the polarization unit vectors. Cross-polarized antennas have PLF=0\text{PLF} = 0 (-\infty dB loss).

Example: Half-Wave Dipole Directivity

The radiation pattern of a half-wave dipole (length L=λ/2L = \lambda/2, oriented along the zz-axis) is

F(θ)=[cos ⁣(π2cosθ)sinθ]2F(\theta) = \left[\frac{\cos\!\bigl(\frac{\pi}{2}\cos\theta\bigr)}{\sin\theta}\right]^2

(a) Verify that the maximum occurs at θ=π/2\theta = \pi/2 (broadside).

(b) Compute the directivity DD by evaluating the beam solid angle.

Common Antenna Types

Common Antenna Types
Comparison of antenna types: (a) half-wave dipole with omnidirectional azimuth pattern and 2.15 dBi gain, (b) patch (microstrip) antenna with moderate gain (6-8 dBi) and hemispherical coverage, (c) horn antenna with high gain (10-25 dBi) and narrow beam. The 3D radiation patterns are shown alongside each antenna geometry.

Historical Note: From Hertz to Marconi

Heinrich Hertz (1887) first demonstrated electromagnetic wave radiation using a spark-gap dipole antenna and a resonant loop receiver, confirming Maxwell's theory. Guglielmo Marconi (1901) achieved the first transatlantic wireless transmission using arrays of wire antennas elevated on kites, demonstrating that practical long-range communication required antennas with directivity. The systematic theory of antenna radiation patterns, gain, and effective area was developed throughout the 20th century, culminating in Balanis's comprehensive treatment (1982, now in its 4th edition).

Common Mistake: Confusing Gain with Directivity

Mistake:

Using "gain" and "directivity" interchangeably, or ignoring radiation efficiency when computing link budgets.

Correction:

Directivity DD is a purely geometric quantity describing how well the antenna focuses radiation. Gain G=ηDG = \eta D additionally accounts for ohmic losses, impedance mismatch, and polarization losses. In link budgets, always use gain GG, not directivity DD. For high-efficiency antennas (η>0.9\eta > 0.9) the difference is small (<0.5< 0.5 dB), but for electrically small antennas or poorly matched feeds, η\eta can be well below 0.5.

Quick Check

An antenna has directivity D=10D = 10 dBi and radiation efficiency η=0.8\eta = 0.8. What is its gain?

10 dBi

9.03 dBi

8.0 dBi

12.0 dBi

⚠️Engineering Note

Antenna Efficiency in 5G NR Deployments

In 5G NR base station antenna panels, radiation efficiency η\eta depends strongly on the element type and array packaging:

  • Patch antennas (sub-6 GHz FR1): η0.85\eta \approx 0.85-0.950.95. Well-established technology with low cost and good efficiency.
  • Stacked-patch mmWave (FR2, 24-52 GHz): η0.70\eta \approx 0.70-0.850.85. Feed losses and packaging increase ohmic dissipation.
  • Waveguide slot arrays (FR2): η>0.90\eta > 0.90, but heavier and more expensive.

At mmWave frequencies, feed network losses (0.5-1.5 dB per mm of microstrip) become significant. A 64-element mmWave panel with 2 cm average feed length loses 1\sim 1-33 dB in the feed alone. This is why antenna gain specifications for mmWave products often fall 3-5 dB below the theoretical directivity D=4πAe/λ2D = 4\pi A_e/\lambda^{2}.

Practical Constraints
  • Feed network losses scale with frequency: ~0.5 dB/cm at 28 GHz

  • Total array efficiency includes element efficiency, feed loss, and scan loss

  • Scan loss adds ~3 dB at 60° from broadside (cos factor)

📋 Ref: 3GPP TR 38.901 v17, Section 7.3 — antenna modelling for NR

Key Takeaway

The gain-area relation G=4πAe/λ2G = 4\pi A_e/\lambda^{2} is the single most important equation in antenna engineering: it connects the antenna world (gain in dBi) to the propagation world (effective area in the Friis equation). Every 3 dB of antenna gain is equivalent to doubling the transmit power — making high-gain arrays essential at mmWave frequencies where path loss is severe.

Directivity

The ratio of an antenna's peak radiation intensity to the radiation intensity of an isotropic radiator with the same total radiated power: D=4πUmax/PradD = 4\pi U_{\max}/P_{\text{rad}}.

Related: Antenna Gain, Radiation Pattern, Half-Power Beamwidth

Antenna Gain

G=ηDG = \eta D: directivity scaled by radiation efficiency. The practical quantity used in link budgets, expressed in dBi.

Related: Directivity, Effective Aperture Area, Antenna Parameters in Link Budgets

Effective Aperture

Ae=Gλ2/(4π)A_e = G\lambda^{2}/(4\pi): the equivalent collecting area of a receive antenna. Relates antenna gain to captured power through Pr=AeSiP_r = A_e S_i.

Related: Antenna Gain, Friis Equation, Confusing Element Spacing with Array Aperture

Half-Power Beamwidth (HPBW)

The angular separation between the 3-3 dB points on either side of the main lobe peak. Inversely proportional to the aperture size in wavelengths.

Related: Directivity, Radiation Pattern, Array Factor