Synchronisation
Synchronisation Challenges in OFDM
OFDM is notably sensitive to synchronisation errors. A carrier frequency offset (CFO) between transmitter and receiver oscillators destroys subcarrier orthogonality, causing inter-carrier interference (ICI). Similarly, incorrect symbol timing leads to ISI by misaligning the DFT window with the cyclic prefix boundary. Robust synchronisation is therefore critical for OFDM performance.
Definition: Carrier Frequency Offset (CFO)
Carrier Frequency Offset (CFO)
The carrier frequency offset is the difference between the transmitter and receiver local oscillator frequencies. In OFDM, it is normalised to the subcarrier spacing:
The CFO is decomposed into an integer part and a fractional part , where .
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Integer CFO : shifts the subcarrier indices by positions (cyclic shift in frequency), causing subcarrier misalignment but no ICI.
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Fractional CFO : destroys orthogonality and causes inter-carrier interference between all subcarriers.
Definition: Inter-Carrier Interference (ICI)
Inter-Carrier Interference (ICI)
ICI occurs when subcarrier orthogonality is broken, causing each subcarrier to interfere with all others. With a normalised fractional CFO , the received signal on subcarrier after DFT becomes:
where the ICI coefficient is:
The desired signal is attenuated by , and ICI from all other subcarriers is added.
Even a small fractional CFO (e.g., ) can cause significant performance degradation, especially at high SNR where the ICI floor dominates.
Definition: Symbol Timing Offset
Symbol Timing Offset
A symbol timing offset (in samples) means the receiver's DFT window starts samples away from the ideal position.
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If (within the CP margin), the timing error causes only a linear phase rotation across subcarriers: , which can be absorbed into the channel estimate.
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If , the DFT window extends outside the ISI-free region, causing ISI and ICI.
Theorem: SINR Degradation Due to CFO
For an OFDM system with subcarriers, normalised fractional CFO , and equal-power subcarriers with SNR , the signal-to-interference-plus-noise ratio on each subcarrier is approximately:
where for small .
At high SNR, the SINR saturates at the ICI floor:
CFO causes a noise floor proportional to . No matter how much we increase transmit power, the SINR cannot exceed this floor. This is why even a small CFO ( gives an ICI floor of about 25 dB) is problematic for high-order modulation.
Carrier Frequency Offset Destroys Orthogonality
Effect of Carrier Frequency Offset
Visualise the impact of carrier frequency offset on the received OFDM signal. Observe how even a small fractional CFO introduces ICI, creating an interference floor that limits the achievable SINR regardless of transmit power.
Parameters
Example: ICI Power Due to Carrier Frequency Offset
An OFDM system with subcarriers operates at SNR dB. The normalised CFO is .
(a) Compute the desired signal attenuation .
(b) Compute the effective SINR.
(c) What is the maximum achievable SINR (ICI floor)?
Signal attenuation
0.9675-0.14$ dB).
Effective SINR
With SNR :
Despite 30 dB SNR, the effective SINR is only 14.6 dB!
ICI floor
\blacksquare$
Historical Note: Schmidl-Cox Synchronisation Algorithm
1997In 1997, Timothy Schmidl and David Cox proposed an elegant two-symbol synchronisation algorithm for OFDM that exploits the repetition structure of a specially designed preamble. The first preamble symbol has two identical halves in the time domain (achieved by modulating only even-indexed subcarriers), enabling timing detection via autocorrelation and fractional CFO estimation via the phase of the correlation. The second preamble symbol, with a known pseudo-random pattern, resolves the integer CFO ambiguity. This algorithm became the foundation for synchronisation in IEEE 802.11a/g Wi-Fi and influenced the design of LTE synchronisation signals (PSS/SSS).
Common Mistake: Ignoring Residual CFO After Correction
Mistake:
Assuming that initial CFO estimation and correction completely eliminates the frequency offset, so no further tracking is needed.
Correction:
Initial CFO estimation (e.g., from the preamble) has finite accuracy, leaving a residual CFO that causes slow phase rotation across OFDM symbols. Additionally, the oscillator frequency may drift over time. A pilot-aided phase tracking loop must operate continuously to track and correct residual CFO during data transmission. In LTE/NR, dedicated DMRS (demodulation reference signals) serve this purpose.
Quick Check
What is the effect of a normalised integer CFO on the received OFDM signal?
Each subcarrier experiences inter-carrier interference from all other subcarriers
All subcarrier indices are shifted by 3 positions (cyclic shift in frequency)
The signal power is reduced by a factor of
The cyclic prefix becomes ineffective
An integer CFO of shifts each subcarrier index by 3: subcarrier is received as subcarrier (modulo ). Orthogonality is preserved, but the data is mapped to wrong subcarrier indices. This can be corrected by a simple index remapping once is estimated.
Common Mistake: Aggressive Timing Synchronisation
Mistake:
Placing the DFT window start exactly at the estimated symbol boundary, leaving no margin for timing estimation errors.
Correction:
The CP provides a timing tolerance window of samples. The optimal strategy is to position the DFT window start slightly early (within the CP), so that small timing errors in either direction remain within the ISI-free region. This approach trades a small amount of CP margin for robustness.
CFO
Carrier Frequency Offset — the mismatch between transmitter and receiver oscillator frequencies, normalised to the subcarrier spacing as .
Related: Inter-Carrier Interference (ICI), Synchronisation, Orthogonal Frequency Division Multiplexing (OFDM)
ICI
Inter-Carrier Interference — interference between OFDM subcarriers caused by loss of orthogonality, typically due to carrier frequency offset or Doppler spread.
Related: Carrier Frequency Offset (CFO), Orthogonal Frequency Division Multiplexing (OFDM), Doppler Spread