Generalisations: SC-FDMA, FBMC, OTFS

Beyond Conventional OFDM

While OFDM is the dominant multicarrier waveform in current wireless standards, it has well-known limitations: high PAPR, sensitivity to CFO and Doppler, and spectral leakage due to the rectangular windowing of each subcarrier. Several generalisations address these issues for specific use cases. SC-FDMA reduces PAPR for uplink transmission, FBMC provides better spectral containment, and OTFS targets high-Doppler scenarios.

Definition:

SC-FDMA (Single-Carrier FDMA)

SC-FDMA, also called DFT-spread OFDM (DFT-s-OFDM), adds a DFT precoding stage before the standard OFDM IDFT. The transmitter architecture is:

  1. Map MM data symbols {d[0],…,d[Mβˆ’1]}\{d[0], \ldots, d[M-1]\} to a block.
  2. Apply an MM-point DFT: D[k]=DFTM{d[m]}D[k] = \text{DFT}_M\{d[m]\}.
  3. Map the MM DFT outputs to MM of the NN OFDM subcarriers (localised or distributed mapping).
  4. Apply the NN-point IDFT to generate time-domain samples.
  5. Add cyclic prefix and transmit.

Because the transmitted signal passes through a DFT before the IDFT, the time-domain waveform resembles a single-carrier signal with much lower PAPR than conventional OFDM. SC-FDMA is used for the uplink in LTE and remains an option in 5G NR.

SC-FDMA preserves the single-tap equalisation advantage of OFDM (the receiver still uses DFT + per-subcarrier equalisation) while achieving 2--4 dB lower PAPR at the transmitter.

Definition:

Filter Bank Multicarrier (FBMC)

FBMC replaces the rectangular pulse shape of each OFDM subcarrier with a well-localised prototype filter p(t)p(t) that has much better frequency confinement. The most common variant is FBMC/OQAM (offset QAM), which transmits real-valued symbols staggered by half a symbol period to maintain orthogonality:

x(t)=βˆ‘k=0Nβˆ’1βˆ‘nak,n p(tβˆ’nT/2) ej2Ο€kΞ”f t ejΟ•k,nx(t) = \sum_{k=0}^{N-1} \sum_{n} a_{k,n}\, p(t - nT/2)\, e^{j2\pi k \Delta f\, t}\, e^{j\phi_{k,n}}

where ak,n∈Ra_{k,n} \in \mathbb{R} and Ο•k,n\phi_{k,n} provides a phase offset pattern. Key advantages:

  • No cyclic prefix needed β€” the filter provides sufficient time-domain containment.
  • Better spectral containment β€” dramatically lower out-of-band emissions compared to OFDM.
  • Higher spectral efficiency β€” no CP overhead.

However, FBMC's real-orthogonality (instead of complex) complicates MIMO and channel estimation.

FBMC was a candidate for 5G NR but lost to CP-OFDM due to implementation complexity and difficulty with MIMO integration.

Definition:

OTFS (Orthogonal Time Frequency Space)

OTFS modulates data symbols in the delay-Doppler domain rather than the time-frequency domain used by OFDM. Each data symbol x[β„“,k]x[\ell, k] (at delay index β„“\ell and Doppler index kk) is spread across all time-frequency resources via a 2D transform:

X[n,m]=1NMβˆ‘β„“=0Mβˆ’1βˆ‘k=0Nβˆ’1x[β„“,k] ej2Ο€(nkNβˆ’mβ„“M)X[n, m] = \frac{1}{\sqrt{NM}} \sum_{\ell=0}^{M-1} \sum_{k=0}^{N-1} x[\ell, k]\, e^{j2\pi\left(\frac{nk}{N} - \frac{m\ell}{M}\right)}

Key properties:

  • Each data symbol experiences the full channel diversity in both time and frequency.
  • The channel in the delay-Doppler domain is sparse and quasi-static (changes slowly compared to time-frequency).
  • Naturally suited for high-mobility scenarios (vehicular, high-speed rail, LEO satellite).

OTFS can be viewed as a 2D precoding applied on top of OFDM, making it compatible with existing OFDM infrastructure.

SC-FDMA vs. OFDM Signal Comparison

Compare the time-domain waveforms and PAPR of SC-FDMA and conventional OFDM for the same data symbols. Observe how the DFT precoding in SC-FDMA produces a more single-carrier-like signal with lower peak power.

Parameters
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16

OFDM Frame Structure Animation

Animated view of an OFDM time-frequency grid showing the frame structure with data subcarriers, pilot positions, guard bands, and DC subcarrier. Watch as successive OFDM symbols are built and transmitted, illustrating the relationship between time-domain and frequency-domain representations.

Parameters
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7

OFDM Waveform Generalisations Comparison

PropertyCP-OFDMSC-FDMAFBMCOTFS
PAPRHigh (∼10log⁑10N\sim 10\log_{10} N dB)Low (single-carrier-like)HighDepends on precoding
CP requiredYesYesNoYes (OFDM-based)
Spectral containmentPoor (sinc sidelobes)Poor (same as OFDM)ExcellentSame as OFDM
MIMO compatibilityExcellentGoodDifficult (real orthogonality)Good
Doppler resilienceModerateModeratePoorExcellent
Channel estimationStandard pilotsStandard pilotsComplex (preamble-based)Delay-Doppler domain
Standard usageLTE DL, 5G NR DL/ULLTE UL, 5G NR UL optionNot standardisedUnder study for 6G
Equaliser complexityO(N)O(N) β€” single tapO(N)O(N) β€” single tap + IDFTO(N)O(N) per subcarrierO(NM)O(NM) β€” 2D equalisation

Why This Matters: Waveform Selection in 5G NR

After extensive evaluation by 3GPP, CP-OFDM was selected as the waveform for both downlink and uplink in 5G NR, with DFT-s-OFDM (SC-FDMA) as an optional uplink waveform for coverage-limited scenarios where low PAPR is critical (e.g., cell-edge users transmitting at maximum power).

The key reasons for CP-OFDM dominance:

  • MIMO-friendly: Straightforward extension to massive MIMO
  • Flexible numerology: Multiple subcarrier spacings (15, 30, 60, 120, 240 kHz)
  • Mature ecosystem: Extensive LTE compatibility
  • Simple channel estimation: Standard pilot-based methods

FBMC and other waveforms were considered but rejected due to MIMO integration challenges and implementation complexity.

See full treatment in Chapter 17

Why This Matters: OTFS and Future 6G Waveforms

OTFS is a leading candidate waveform for 6G communications, particularly for scenarios involving extreme mobility (V2X at 500 km/h, LEO satellite at 7.8 km/s, UAV communications). In these scenarios, the channel varies rapidly within a single OFDM symbol, causing severe ICI. OTFS addresses this by operating in the delay-Doppler domain where the channel is sparse and quasi-static.

Research directions include efficient OTFS detection algorithms, integration with massive MIMO, and hybrid OFDM-OTFS schemes that switch between waveforms based on channel conditions.

Quick Check

Why does SC-FDMA (DFT-spread OFDM) have lower PAPR than conventional OFDM?

SC-FDMA uses a shorter cyclic prefix, reducing peak power

The DFT precoding spreads each data symbol across all allocated subcarriers, making the time-domain signal resemble a single-carrier waveform

SC-FDMA uses fewer subcarriers, automatically reducing PAPR

SC-FDMA applies clipping before transmission

πŸŽ“CommIT Contribution(2023)

OTFS as ISAC Waveform

W. Yuan, R. Schober, G. Caire β€” IEEE JSAC

Yuan, Schober, and Caire demonstrated that OTFS is a natural waveform for integrated sensing and communications (ISAC), since radar targets are characterised by their delay (range) and Doppler (velocity) β€” exactly the two dimensions in which OTFS places its data symbols. The delay-Doppler channel representation provides a sparse, quasi-static sensing matrix, enabling joint communication and radar parameter estimation with minimal overhead. The work shows that OTFS-ISAC achieves superior sensing resolution compared to OFDM-ISAC at equivalent spectral efficiency.

OTFSISACdelay-Dopplersensing
πŸŽ“CommIT Contribution(2020)

Delay-Doppler Domain Waveform Design

L. Gaudio, M. Kobayashi, G. Caire β€” IEEE Trans. Wireless Comm.

Gaudio, Kobayashi, and Caire analysed the fundamental trade-offs in delay-Doppler domain waveform design for dual-function radar-communication systems. They showed that the ambiguity function of OTFS symbols provides excellent range and velocity resolution when the guard symbols are properly designed, and derived the CramΓ©r-Rao bounds for delay and Doppler estimation in the OTFS framework.

OTFSwaveform designambiguity functionISAC

Deep Dive into OTFS

The OTFS material in this section provides a high-level overview. The OTFS book in this library covers the full theory: the Zak transform, delay-Doppler channel representation, input-output relations on the DD grid, efficient detection algorithms (message passing, variational inference), and the connection to time-frequency spreading codes. Readers interested in 6G waveform design should consult that book after completing this chapter.

SC-FDMA (DFT-Spread OFDM) Transmitter Architecture

SC-FDMA (DFT-Spread OFDM) Transmitter Architecture
The SC-FDMA transmitter adds an MM-point DFT before the NN-point IDFT of standard OFDM. The DFT precoding spreads each data symbol across all allocated subcarriers, producing a time-domain signal with single-carrier-like PAPR characteristics. Subcarrier mapping (localised or distributed) determines which subcarriers carry the DFT-precoded symbols.

SC-FDMA

Single-Carrier Frequency Division Multiple Access β€” a variant of OFDM that applies DFT precoding before the IDFT, producing a single-carrier-like signal with lower PAPR. Used for uplink in LTE and optionally in 5G NR.

Related: DFT-spread OFDM, Orthogonal Frequency Division Multiplexing (OFDM), CCDF of PAPR

FBMC

Filter Bank Multicarrier β€” a multicarrier scheme using well-localised prototype filters per subcarrier for improved spectral containment, at the cost of increased complexity and real-only orthogonality.

Related: Orthogonal Frequency Division Multiplexing (OFDM), OQAM, spectral containment

OTFS

Orthogonal Time Frequency Space β€” a modulation scheme that multiplexes data in the delay-Doppler domain, providing full time-frequency diversity and robust performance in high-mobility channels.

Related: Orthogonal Frequency Division Multiplexing (OFDM), Delay-Doppler, high mobility