Propagation at mmWave and Sub-THz Frequencies
Why Millimeter Waves?
The sub-6 GHz spectrum that powered four generations of cellular systems is nearly exhausted. Millimeter-wave (mmWave) bands β loosely defined as 24β100 GHz β offer an order of magnitude more bandwidth. A single mmWave carrier at 28 GHz can deliver 400β800 MHz of contiguous spectrum, compared to 20 MHz typical at 2 GHz. This abundance of bandwidth is the primary driver for mmWave adoption in 5G NR (FR2), fixed wireless access, and backhaul.
The price paid for this bandwidth is severe: free-space path loss scales as , diffraction is negligible, and most building materials become nearly opaque. Understanding these propagation challenges is essential before designing link budgets, beamforming, and beam management procedures.
Definition: Close-In (CI) Free-Space Reference Distance Path Loss Model
Close-In (CI) Free-Space Reference Distance Path Loss Model
The close-in (CI) path loss model uses a 1-metre free-space reference distance and a single-parameter fit for the path-loss exponent (PLE):
where:
- is the carrier frequency in GHz,
- is the 3D TxβRx separation in metres ( m),
- is the path-loss exponent (PLE), fit by minimum mean-square error (MMSE) regression to measurement data,
- is the shadow fading (dB) with standard deviation .
The CI model is physically anchored: at m it reduces to the theoretical free-space path loss, and the single parameter captures all environment-dependent propagation effects. This makes the model robust, parsimonious, and frequency-stable across the entire mmWave range.
The competing ABG (alpha-beta-gamma) model used by 3GPP has three floating parameters and can exhibit unphysical behaviour at short distances. The CI model with its single-parameter PLE is preferred for its physical grounding and stability across frequencies (Rappaport et al., 2015).
Measured Path-Loss Exponents Across Frequencies and Environments
Extensive measurement campaigns at NYU Wireless, Nokia Bell Labs, and other groups have established the following representative PLE and shadow fading values for the CI model:
| Environment | Condition | (dB) | Frequencies | |
|---|---|---|---|---|
| UMi street canyon | LOS | 1.98β2.1 | 3.1β4.2 | 28, 39, 73 GHz |
| UMi street canyon | NLOS | 3.2β3.5 | 8.0β9.7 | 28, 39, 73 GHz |
| UMa | LOS | 2.0 | 4.0 | 28, 73 GHz |
| UMa | NLOS | 2.9β3.4 | 7.8β9.6 | 28, 73 GHz |
| InH office | LOS | 1.6β1.8 | 1.2β3.6 | 28, 73, 140 GHz |
| InH office | NLOS | 2.7β3.2 | 8.7β11.3 | 28, 73, 140 GHz |
| InH shopping mall | LOS | 1.7β1.9 | 2.0β3.0 | 28, 39 GHz |
Two key observations: (1) the PLE is remarkably stable across frequency when the CI model is used β most of the frequency dependence is captured by the FSPL anchor; (2) NLOS PLEs are significantly higher (β) than LOS (), reflecting the absence of diffraction at mmWave.
CI Model Path Loss Across Frequencies
Compare close-in path loss predictions for different carrier frequencies and environments. Adjust the frequency to see the FSPL anchor shift, and the environment to change the path-loss exponent and shadow fading standard deviation. Environment 1 = UMi-LOS (, dB), 2 = UMi-NLOS (, dB), 3 = InH-LOS (, dB).
Parameters
Blockage β The Dominant Impairment at mmWave
At sub-6 GHz frequencies, signals diffract around obstacles and penetrate building walls with modest loss. At mmWave frequencies, the wavelength (β mm at 28β60 GHz) is far smaller than most obstacles, so diffraction provides negligible relief. Blockage by human bodies, vehicles, and buildings causes abrupt shadowing events of 15β40 dB lasting hundreds of milliseconds. This makes blockage the single most important channel impairment at mmWave and sub-THz frequencies.
Three categories of blockage must be modelled:
- Self-blockage: The user's own body blocks certain angular sectors (typically 120Β° azimuth behind the hand-held device).
- Dynamic blockage: Pedestrians, vehicles, and other moving objects intermittently obstruct the link.
- Static blockage: Buildings and permanent structures create NLOS conditions.
Theorem: Exponential Blockage Model
Consider a random field of blockers modelled as a Boolean line process with spatial density (blockers/mΒ²), each of width and height drawn from a distribution. For a link of length at height , the probability that the LOS path is not blocked (i.e., the LOS probability) is approximately:
where the blockage parameter depends on the blocker density, width, and height distribution:
Here is the blocker height and is the distance from Tx to the blocker. For a simplified model with uniform blocker heights exceeding the link height:
The blockage probability (NLOS probability) is therefore:
As the link distance increases, the signal must pass through a longer corridor of potential blockers. Each additional metre of path independently risks encountering a blocker (a Poisson-like argument), leading to the exponential decay of the LOS probability. Dense environments () and wide blockers () both increase and make NLOS conditions more likely.
Poisson Boolean Model Derivation
Model the positions of blocker centres as a 2D homogeneous Poisson point process (PPP) with intensity . A blocker at position obstructs the direct path from Tx to Rx if it intersects the line segment connecting them.
For a blocker of width oriented uniformly at random, the probability that it intersects a line of length passing within distance of its centre is proportional to in the thinning of the PPP.
The number of blockers intersecting the LOS path follows a Poisson distribution with mean . The probability of zero intersecting blockers is:
Human-Body Shadowing Loss
Measurements at 28 GHz show that a single human body crossing the direct path causes 20β35 dB of attenuation. At 73 GHz the loss is 25β40 dB due to the smaller Fresnel zone. The shadowing event lasts 200β500 ms for a pedestrian walking at 1 m/s across a beam of 10Β° half-power beamwidth at 10 m range.
These deep, abrupt fades are fundamentally different from Rayleigh fading (which averages over many scatterers) and require dedicated countermeasures: beam tracking to find alternative paths, multi-panel diversity, or multi-connectivity to fall back to a sub-6 GHz anchor carrier.
Outdoor-to-indoor penetration is similarly severe at mmWave: modern low-emissivity (Low-E) glass attenuates 28 GHz signals by 30β40 dB, and concrete walls add 20β50 dB. This effectively eliminates outdoor-to-indoor coverage at mmWave, requiring dedicated indoor small cells.
| Material | 28 GHz loss (dB) | 73 GHz loss (dB) |
|---|---|---|
| Clear glass | 3β5 | 5β8 |
| Low-E glass (IRR) | 30β40 | 35β45 |
| Drywall | 5β7 | 6β9 |
| Concrete (15 cm) | 20β35 | 30β50 |
| Brick | 15β28 | 25β40 |
| Human body | 20β35 | 25β40 |
LOS Probability Decay Animation
Blockage Outage Probability
Visualise the LOS probability as a function of link distance for different blocker densities and widths. The plot also shows the resulting effective path loss (weighted average of LOS and NLOS CI models) to illustrate how blockage degrades the average link budget.
Parameters
Example: 28 GHz Outdoor Small-Cell Link Budget
A 5G NR small cell operating at GHz has the following parameters:
- Transmit power: dBm (1 W)
- Bandwidth: MHz
- Tx antenna: -element UPA, gain dBi
- Rx antenna: -element UPA, gain dBi
- Noise figure: dB
- Target distance: m, UMi-LOS (, dB)
(a) Compute the path loss using the CI model.
(b) Compute the received SNR.
(c) Estimate the achievable throughput assuming 256-QAM with rate-3/4 coding (spectral efficiency bps/Hz) and a 10 dB SNR margin for blockage and fading.
FSPL anchor at 1 m
$
CI path loss (mean)
$
Thermal noise power
$
Received SNR
\text{SNR}_{\text{eff}} = 32.2$ dB.
Achievable throughput
With 256-QAM rate-3/4 ( bps/Hz) and 400 MHz bandwidth:
Even with the Shannon bound Gbps, indicating substantial margin.
Quick Check
In the CI path loss model, what is the physical significance of the FSPL anchor term?
It accounts for atmospheric absorption at the carrier frequency
It provides a physically grounded reference point equal to the theoretical free-space loss at 1 metre, ensuring the model is tied to fundamental physics rather than being a pure curve fit
It represents the minimum detectable path loss of the measurement equipment
It models the near-field to far-field transition distance
Correct. The CI model anchors path loss to the Friis equation at m, so that exactly. This physical grounding makes the single-parameter PLE stable across frequencies and prevents unphysical extrapolation, unlike multi-parameter models (e.g., ABG) that may produce negative path loss at short distances.
Common Mistake: Confusing Frequency-Dependent Path Loss with Antenna Gain
Mistake:
Claiming that "mmWave frequencies experience more path loss because higher frequencies attenuate more in free space," as if the medium itself absorbs more energy at higher frequencies.
Correction:
Free-space path loss is not a property of the medium β it is a consequence of the effective aperture of an isotropic antenna shrinking as . A fixed-area receive antenna captures the same power density at 28 GHz and 2 GHz. The factor in the Friis equation arises from comparing isotropic antennas, whose effective area decreases with wavelength. At mmWave, this "loss" is compensated by deploying arrays with many elements in the same physical aperture, restoring or even exceeding the link budget.
Common Mistake: Assuming NLOS mmWave Links Are Always Unusable
Mistake:
Concluding that mmWave NLOS links are infeasible because the path loss exponent is β and diffraction is negligible.
Correction:
While diffraction is indeed weak at mmWave, strong specular reflections from smooth surfaces (glass facades, metal structures) and scattering from rough surfaces create viable NLOS paths. Measurements at 28 GHz show that reflected paths are only 5β15 dB weaker than LOS. Beam tracking to find and exploit these reflected paths β rather than relying on the direct path alone β is the standard approach in 5G NR FR2 deployments.
Historical Note: The Road to mmWave Cellular
2012β2018Until 2012, the wireless community widely believed that mmWave frequencies above 10 GHz were unsuitable for mobile communications due to severe propagation challenges. This changed dramatically when Ted Rappaport and colleagues at NYU Wireless conducted extensive outdoor propagation measurements at 28 and 73 GHz in New York City. Their 2013 IEEE Access paper demonstrated that with directional antennas providing 24.5 dBi gain, reliable outdoor links up to 200 m were achievable in both LOS and NLOS conditions. Samsung independently demonstrated a 28 GHz prototype achieving over 1 Gbps in outdoor conditions. These results catalysed the inclusion of mmWave bands in 5G NR (FR2), standardised by 3GPP in Release 15 (2018). The first commercial 5G mmWave deployments by Verizon began in late 2018 in selected US cities.
mmWave Link Budget Margin Requirements
mmWave link budgets must include substantially larger margins than sub-6 GHz systems due to dynamic impairments:
- Blockage margin: 15β25 dB. Human-body blockage causes 20β35 dB attenuation at 28 GHz, but this can be partially mitigated by beam switching to reflected paths (recovering 10β15 dB). A typical design margin of 15 dB accounts for residual blockage with beam recovery.
- Rain attenuation: At 28 GHz, heavy rain (50 mm/hr) adds 7 dB/km. For a 200 m small-cell link, this is only 1.4 dB β usually negligible. At 73 GHz, heavy rain adds 20 dB/km (4 dB at 200 m).
- Beam misalignment: With a 7Β° beamwidth (256 elements), a 3Β° pointing error reduces gain by 3 dB. Beam tracking errors should be budgeted at 2β4 dB.
- Implementation loss: Phase quantisation (0.5β1 dB for 4β6 bit phase shifters), feed network loss (3β6 dB at mmWave), and amplifier backoff (3β5 dB for OFDM PAPR) collectively add 7β12 dB.
A typical 28 GHz small-cell link budget allocates 20β25 dB total margin, leaving an operating range of 100β200 m.
- β’
Blockage margin: 15-25 dB depending on environment density
- β’
Implementation loss: 7-12 dB (phase shifters + feed + PA backoff)
- β’
Rain attenuation at 28 GHz: ~7 dB/km (negligible for small cells)
Key Takeaway
At mmWave frequencies, the link budget is dominated by three factors: free-space path loss (compensated by high-gain arrays), blockage (mitigated by beam tracking and multi-connectivity), and atmospheric absorption (negligible below 100 GHz for links under 200 m). The CI model provides a reliable, single-parameter characterisation that separates the frequency-dependent FSPL anchor from the environment-dependent PLE.
Millimeter Wave (mmWave)
Radio frequencies in the range 24β100 GHz, corresponding to wavelengths of 3β12.5 mm. In 5G NR, mmWave is designated as FR2 (24.25β52.6 GHz) and FR2-2 (52.6β71 GHz).
Related: Sub-Terahertz (Sub-THz), Fr2, Path Loss
Close-In (CI) Path Loss Model
A single-parameter path-loss model anchored to the theoretical free-space loss at 1 m: . Preferred for its physical grounding and frequency stability.
Related: Path Loss, Path-Loss Exponent (PLE), Shadow Fading
Path-Loss Exponent (PLE)
The exponent in the CI model governing the rate of power decay with distance. corresponds to free space; typical mmWave values range from 1.7 (InH-LOS) to 3.5 (UMi-NLOS).
Related: Close-In (CI) Path Loss Model, FR3 Propagation Characteristics