LTE Physical Layer
LTE as the Foundation of Modern Cellular
Long Term Evolution (LTE), standardised in 3GPP Release 8 (2008), was the first cellular system built entirely on OFDM and MIMO — the two pillars developed in Chapters 14 and 7. LTE's physical layer design made concrete choices that translate the theoretical principles into a deployable system: 15 kHz subcarrier spacing (balancing delay spread tolerance and Doppler robustness), a 1 ms TTI (balancing latency and overhead), OFDMA downlink with SC-FDMA uplink (balancing spectral efficiency and PAPR), and up to 4-layer MIMO. Understanding LTE is essential both historically — it remains the world's dominant cellular technology — and technically, as 5G NR deliberately evolved from LTE, inheriting much of its structure while generalising the parameters.
Definition: LTE Frame Structure and Resource Grid
LTE Frame Structure and Resource Grid
The LTE physical layer organises time and frequency into a resource grid:
- Subcarrier spacing: kHz (fixed).
- OFDM symbol duration: s.
- Cyclic prefix: Normal CP s (first symbol) and s (remaining); extended CP s.
- Slot: 0.5 ms = 7 OFDM symbols (normal CP) or 6 (extended CP).
- Subframe (TTI): 1 ms = 2 slots.
- Frame: 10 ms = 10 subframes.
- Resource Block (RB): 12 subcarriers 1 slot = 84 REs (normal CP). The minimum scheduling unit.
- Channel bandwidths: 1.4, 3, 5, 10, 15, 20 MHz (6 to 100 RBs).
The downlink uses OFDMA (each RB assigned to one user); the uplink uses SC-FDMA (DFT-precoded OFDM) to reduce PAPR at the UE transmitter.
The choice of 15 kHz SCS was a careful trade-off: wide enough to tolerate Doppler shifts up to 500 Hz (corresponding to 300 km/h at 2 GHz) while narrow enough that the CP of 4.7 s handles delay spreads up to 1.4 km (sufficient for all but the largest macro cells).
Definition: LTE Physical Channels and Reference Signals
LTE Physical Channels and Reference Signals
LTE defines the following key physical channels:
Downlink:
- PDSCH (Physical Downlink Shared Channel): carries user data, scheduled dynamically per TTI via DCI on PDCCH.
- PDCCH (Physical Downlink Control Channel): carries DCI (scheduling grants, MCS, HARQ feedback). Occupies the first 1--3 OFDM symbols of each subframe.
- PBCH (Physical Broadcast Channel): carries MIB (master information block) for initial cell access.
Uplink:
- PUSCH (Physical Uplink Shared Channel): user data, SC-FDMA.
- PUCCH (Physical Uplink Control Channel): HARQ ACK/NACK, CQI, PMI, RI feedback.
Reference signals:
- CRS (Cell-specific Reference Signals): known pilot symbols on a fixed grid (every 6th subcarrier, every other symbol), used for channel estimation, CQI measurement, and demodulation.
- DM-RS (Demodulation Reference Signals): UE-specific pilots for MIMO demodulation (introduced in Release 10).
- SRS (Sounding Reference Signals): uplink pilots for channel estimation at the eNB, enabling frequency-selective scheduling.
The CRS design in LTE — always on, cell-wide — creates a fixed overhead of approximately 5--15% depending on antenna configuration. This "always-on" reference signal was identified as a limitation and removed in 5G NR, which uses configurable DM-RS and CSI-RS instead.
Theorem: LTE Peak Data Rate
The theoretical peak data rate of LTE (Release 10, Category 8) with 20 MHz bandwidth, 44 MIMO, 64-QAM, and code rate is:
Accounting for reference signal overhead (25% for 4-port CRS and control channels), the practical peak is approximately 225 Mbps per 20 MHz carrier.
Each resource element carries coded bits. With REs per TTI and 4 layers, the total is 373{,}000 coded bits per ms. Reference signals and control consume roughly 25% of REs.
Resource counting
20 MHz bandwidth: 100 RBs 12 subcarriers = 1200 subcarriers. Per subframe (1 ms): 14 OFDM symbols (normal CP). Total REs per subframe: .
Data capacity per RE
With 4-layer MIMO, 64-QAM (), code rate : Bits per RE per layer: . Bits per RE (4 layers): .
Peak rate
Gross: Mbps. After overhead (20% for CRS, PDCCH, PBCH): Mbps.
Example: LTE Throughput Calculation
An LTE cell operates with 10 MHz bandwidth (50 RBs), 22 MIMO, and a UE reporting CQI 9 (16-QAM, code rate ).
(a) How many data REs are available per subframe after accounting for 3 OFDM symbols of PDCCH and 2-port CRS overhead? (b) Compute the expected per-UE throughput if the UE is allocated all 50 RBs. (c) With 10 active UEs and PF scheduling, estimate the average per-UE throughput (assuming equal channel statistics).
Available data REs
(a) Total REs: . PDCCH (3 symbols): . CRS (2-port, 4 REs per RB per slot 2 slots): . Data REs: .
Per-UE throughput
(b) Bits per RE: bits. With 2 layers: bits/RE. Throughput: Mbps.
Multi-UE estimate
(c) With PF and symmetric users, each UE gets of the time, but with multiuser diversity gain ( for 10 users from Chapter 20): Per-UE: Mbps.
Quick Check
Why does LTE use SC-FDMA (DFT-precoded OFDM) on the uplink instead of OFDMA?
SC-FDMA achieves higher spectral efficiency than OFDMA
SC-FDMA has lower PAPR, allowing more efficient PA operation at the UE
SC-FDMA is simpler to implement than OFDMA in the UE
SC-FDMA provides better frequency diversity than OFDMA
The DFT precoding in SC-FDMA gives the transmitted signal a single-carrier-like envelope with lower PAPR (2--4 dB less than OFDMA). Since UEs are power-limited and battery- constrained, the lower PAPR allows the PA to operate closer to saturation, improving power efficiency — which directly extends battery life and cell-edge coverage.
Historical Note: The Road to LTE
2004--2011LTE was the outcome of a 3GPP study item launched in 2004 and completed as Release 8 in 2008. The first commercial deployments followed in late 2009 (TeliaSonera in Scandinavia, MetroPCS in the US). The design was driven by the success of OFDM in Wi-Fi and the desire to close the gap with WiMAX, which had already adopted OFDMA. Key contributors included Ericsson (who championed SC-FDMA for the uplink), Qualcomm (MIMO and scheduling), and Nokia (turbo code optimisation). LTE-Advanced (Release 10, 2011) added carrier aggregation, 8-layer MIMO, and relay nodes, achieving ITU IMT-Advanced certification as a true 4G technology.
Common Mistake: CRS Overhead Scales with Antenna Ports
Mistake:
Assuming that adding more antenna ports in LTE is free because the capacity gain from MIMO always exceeds the reference signal cost.
Correction:
LTE CRS overhead scales with the number of antenna ports: 2-port CRS uses 9.5% of REs, 4-port CRS uses 14.3%. For 8-port CSI-RS (Release 10+), the overhead grows further. At moderate SNR, the capacity gain from 4-port MIMO may not compensate for the 14.3% RE loss, especially in low-mobility scenarios where the spatial multiplexing gain is limited. This "always-on" CRS limitation motivated NR's shift to configurable DM-RS and CSI-RS.
OFDMA
Orthogonal Frequency-Division Multiple Access: a multi-user extension of OFDM where different subsets of subcarriers (resource blocks) are assigned to different users. Used on the LTE downlink and both NR downlink and uplink.
Related: SC-FDMA, Resource Block (RB)
SC-FDMA
Single-Carrier Frequency-Division Multiple Access: DFT-precoded OFDM that preserves the single-carrier envelope, reducing PAPR by 2--4 dB compared to OFDMA. Used on the LTE uplink for power efficiency. Optional in NR uplink (transform precoding).
Related: OFDMA, Resource Block (RB)