LTE Physical Layer

LTE as the Foundation of Modern Cellular

Long Term Evolution (LTE), standardised in 3GPP Release 8 (2008), was the first cellular system built entirely on OFDM and MIMO — the two pillars developed in Chapters 14 and 7. LTE's physical layer design made concrete choices that translate the theoretical principles into a deployable system: 15 kHz subcarrier spacing (balancing delay spread tolerance and Doppler robustness), a 1 ms TTI (balancing latency and overhead), OFDMA downlink with SC-FDMA uplink (balancing spectral efficiency and PAPR), and up to 4-layer MIMO. Understanding LTE is essential both historically — it remains the world's dominant cellular technology — and technically, as 5G NR deliberately evolved from LTE, inheriting much of its structure while generalising the parameters.

Definition:

LTE Frame Structure and Resource Grid

The LTE physical layer organises time and frequency into a resource grid:

  • Subcarrier spacing: Δf=15\Delta f = 15 kHz (fixed).
  • OFDM symbol duration: Tu=1/Δf66.7T_u = 1/\Delta f \approx 66.7 μ\mus.
  • Cyclic prefix: Normal CP 5.2\approx 5.2 μ\mus (first symbol) and 4.74.7 μ\mus (remaining); extended CP 16.7\approx 16.7 μ\mus.
  • Slot: 0.5 ms = 7 OFDM symbols (normal CP) or 6 (extended CP).
  • Subframe (TTI): 1 ms = 2 slots.
  • Frame: 10 ms = 10 subframes.
  • Resource Block (RB): 12 subcarriers ×\times 1 slot = 84 REs (normal CP). The minimum scheduling unit.
  • Channel bandwidths: 1.4, 3, 5, 10, 15, 20 MHz (6 to 100 RBs).

The downlink uses OFDMA (each RB assigned to one user); the uplink uses SC-FDMA (DFT-precoded OFDM) to reduce PAPR at the UE transmitter.

The choice of 15 kHz SCS was a careful trade-off: wide enough to tolerate Doppler shifts up to \sim500 Hz (corresponding to \sim300 km/h at 2 GHz) while narrow enough that the CP of \sim4.7 μ\mus handles delay spreads up to \sim1.4 km (sufficient for all but the largest macro cells).

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Definition:

LTE Physical Channels and Reference Signals

LTE defines the following key physical channels:

Downlink:

  • PDSCH (Physical Downlink Shared Channel): carries user data, scheduled dynamically per TTI via DCI on PDCCH.
  • PDCCH (Physical Downlink Control Channel): carries DCI (scheduling grants, MCS, HARQ feedback). Occupies the first 1--3 OFDM symbols of each subframe.
  • PBCH (Physical Broadcast Channel): carries MIB (master information block) for initial cell access.

Uplink:

  • PUSCH (Physical Uplink Shared Channel): user data, SC-FDMA.
  • PUCCH (Physical Uplink Control Channel): HARQ ACK/NACK, CQI, PMI, RI feedback.

Reference signals:

  • CRS (Cell-specific Reference Signals): known pilot symbols on a fixed grid (every 6th subcarrier, every other symbol), used for channel estimation, CQI measurement, and demodulation.
  • DM-RS (Demodulation Reference Signals): UE-specific pilots for MIMO demodulation (introduced in Release 10).
  • SRS (Sounding Reference Signals): uplink pilots for channel estimation at the eNB, enabling frequency-selective scheduling.

The CRS design in LTE — always on, cell-wide — creates a fixed overhead of approximately 5--15% depending on antenna configuration. This "always-on" reference signal was identified as a limitation and removed in 5G NR, which uses configurable DM-RS and CSI-RS instead.

Theorem: LTE Peak Data Rate

The theoretical peak data rate of LTE (Release 10, Category 8) with 20 MHz bandwidth, 4×\times4 MIMO, 64-QAM, and code rate 948/1024948/1024 is:

Rpeak=NRB×NscRB×Nsym×Nlayers×Qm×R×1TTTIR_{\text{peak}} = N_{\text{RB}} \times N_{\text{sc}}^{\text{RB}} \times N_{\text{sym}} \times N_{\text{layers}} \times Q_m \times R \times \frac{1}{T_{\text{TTI}}}

=100×12×14×4×6×9481024×1103= 100 \times 12 \times 14 \times 4 \times 6 \times \frac{948}{1024} \times \frac{1}{10^{-3}}

299.6  Mbps\approx 299.6 \;\text{Mbps}

Accounting for reference signal overhead (\sim25% for 4-port CRS and control channels), the practical peak is approximately \sim225 Mbps per 20 MHz carrier.

Each resource element carries Qm×R=6×0.926=5.56Q_m \times R = 6 \times 0.926 = 5.56 coded bits. With 100×12×14=16,800100 \times 12 \times 14 = 16{,}800 REs per TTI and 4 layers, the total is \sim373{,}000 coded bits per ms. Reference signals and control consume roughly 25% of REs.

Example: LTE Throughput Calculation

An LTE cell operates with 10 MHz bandwidth (50 RBs), 2×\times2 MIMO, and a UE reporting CQI 9 (16-QAM, code rate 0.6\approx 0.6).

(a) How many data REs are available per subframe after accounting for 3 OFDM symbols of PDCCH and 2-port CRS overhead? (b) Compute the expected per-UE throughput if the UE is allocated all 50 RBs. (c) With 10 active UEs and PF scheduling, estimate the average per-UE throughput (assuming equal channel statistics).

Quick Check

Why does LTE use SC-FDMA (DFT-precoded OFDM) on the uplink instead of OFDMA?

SC-FDMA achieves higher spectral efficiency than OFDMA

SC-FDMA has lower PAPR, allowing more efficient PA operation at the UE

SC-FDMA is simpler to implement than OFDMA in the UE

SC-FDMA provides better frequency diversity than OFDMA

Historical Note: The Road to LTE

2004--2011

LTE was the outcome of a 3GPP study item launched in 2004 and completed as Release 8 in 2008. The first commercial deployments followed in late 2009 (TeliaSonera in Scandinavia, MetroPCS in the US). The design was driven by the success of OFDM in Wi-Fi and the desire to close the gap with WiMAX, which had already adopted OFDMA. Key contributors included Ericsson (who championed SC-FDMA for the uplink), Qualcomm (MIMO and scheduling), and Nokia (turbo code optimisation). LTE-Advanced (Release 10, 2011) added carrier aggregation, 8-layer MIMO, and relay nodes, achieving ITU IMT-Advanced certification as a true 4G technology.

Common Mistake: CRS Overhead Scales with Antenna Ports

Mistake:

Assuming that adding more antenna ports in LTE is free because the capacity gain from MIMO always exceeds the reference signal cost.

Correction:

LTE CRS overhead scales with the number of antenna ports: 2-port CRS uses \sim9.5% of REs, 4-port CRS uses \sim14.3%. For 8-port CSI-RS (Release 10+), the overhead grows further. At moderate SNR, the capacity gain from 4-port MIMO may not compensate for the 14.3% RE loss, especially in low-mobility scenarios where the spatial multiplexing gain is limited. This "always-on" CRS limitation motivated NR's shift to configurable DM-RS and CSI-RS.

OFDMA

Orthogonal Frequency-Division Multiple Access: a multi-user extension of OFDM where different subsets of subcarriers (resource blocks) are assigned to different users. Used on the LTE downlink and both NR downlink and uplink.

Related: SC-FDMA, Resource Block (RB)

SC-FDMA

Single-Carrier Frequency-Division Multiple Access: DFT-precoded OFDM that preserves the single-carrier envelope, reducing PAPR by 2--4 dB compared to OFDMA. Used on the LTE uplink for power efficiency. Optional in NR uplink (transform precoding).

Related: OFDMA, Resource Block (RB)

Resource Block (RB)

The minimum scheduling unit in LTE and NR: 12 consecutive subcarriers in frequency by 1 slot in time. One RB contains 84 resource elements (normal CP, 7 symbols) in LTE.

Related: OFDMA, SC-FDMA